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The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.
Securities offered through LPL Financial, Member FINRA / SIPC. Investment Advice offered through Collier Financial, a registered investment advisor and separate entity from LPL Financial.
The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: AZ, CA, CO, FL, GA, IA, IL, IN, KS, MA, MI, MN, MO, NE, NM, NV, NY, OR, PA, SD, TX, UT, VA, WA, WI
Collier Financial is a registered investment advisor located in Colorado. Associated persons of Collier Financial are also registered representatives and investment advisor representatives of LPL Financial, a registered broker-dealer and investment advisor. Collier Financial and its representatives are in compliance with the current filing requirements imposed upon registered investment advisors by those jurisdictions in which Collier Financial maintains clients. Collier Financial’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment related information, publications, and links. Accordingly, the publication of Collier Financial’s web site on the Internet should not be construed by any consumer and/or prospective client as Collier Financial’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. A copy of Collier Financial’s current written disclosure statement discussing Collier Financial’s business operations, service, and fees is available from Collier Financial upon written request. Collier Financial does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Collier Financial’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Certain portions of Collier Financial’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Collier Financial’s (and those of other investment and non-investment professionals) positions and/or recommendations of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendations(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Collier Financial, or form any other investment professional. Collier Financial is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Collier Financial, Inc. (“Collier Financial”) and its representatives are in compliance with the current filing requirements imposed upon registered investment advisors by those jurisdictions in which Collier Financial maintains clients. Collier Financial may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Collier Financials’ website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment related information, publications, and links. Accordingly, the publication of Collier Financials’ website on the Internet should not be construed by any consumer and/or prospective client as Collier Financials’ solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Collier Financial with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Collier Financial, please contact the SEC, FINRA or the state securities regulators for those states in which Collier Financial maintains a filing. A copy of Collier Financials’ current written ADV Part 2A disclosure statement discussing Collier Financials’ business operations, service, and fees is available from Collier Financial upon written request.
Certain portions of Collier Financials’ website (i.e., newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Collier Financials’ (and those of other investment and non-investment professionals) positions and/or recommendations of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendations(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Collier Financial, or form any other investment professional. Collier Financial is neither an attorney nor an accountant, and no portion of the website content should be interpreted as legal, accounting or tax advice.
Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment or investment strategy (Including the investments and/or investment strategies recommended or undertaken by Collier Financial) made reference to, directly or indirectly, by Collier Financial in its website, or indirectly by a link to an unaffiliated third party website, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio.
To the extent that any client or prospective client utilizes any economic calculator or similar device contained within or linked to Collier Financials’ website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Collier Financial, or from any other investment professional.
Collier Financial may provide links from this website to a third-party website or permit a link from a third-party website to this site. Such links are for your convenience only and do not imply any affiliation with, or an endorsement, authorization, sponsorship or promotion of the third-party website or its owner. Collier Financial does not control or review any link, and accepts no responsibility for the content, products or services provided at these linked websites. If you decide to access such third-party websites, you do so solely at your own risk and you should be aware that third-party websites are governed by their own terms and conditions and privacy policies. Links to this site may be made only with the permission of Collier Financial A link to this Site may be permitted in Collier Financials’ discretion, where, without limitation, such link:
- is to this site’s homepage;
- clearly informs users that the link is to the Collier Financial Website;
- does not imply any affiliation, endorsement, sponsorship or other relationship between the link Collier Financial Website or the Website owner and Collier Financial;
- delivers this site’s Content without framing or similar environment; and
- maintains the integrity of this site’s layout, content and look and feel.
Collier Financial reserves the right in its sole discretion to refuse permission or to cancel permission to link to this site at any time. Collier Financial does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Collier Financials’ website or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Pictures appearing on the website are actual clients and employees of our Firm. Clients and employees were not compensated in any form for the use of photos and voluntarily offered to participate.
Industry certifications (CFA, CFP, etc.) show technical and industry knowledge and obtaining these designations shows a professional commitment to investment skills.
Certified Financial Planner™, CFP®: federally registered CFP (with flame design) marks (collectively, the “CFP® marks”) are professional certification marks granted in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial planners to hold CFP® certification. It is recognized in the United States and a number of other countries for its
- high standard of professional education;
- stringent code of conduct and standards of practice; and
- ethical requirements that govern professional engagements with clients. To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:
(a) complete an advanced college-level course of study addressing the financial planning subject areas including insurance planning and risk management, employee benefits planning, investment planning, income tax planning, retirement planning, and estate planning;
(b) pass the comprehensive CFP® Certification Examination (2 day; 10 hour exam);
(c) complete at least three years of full-time financial planning-related experience (or the equivalent, measured as 2,000 hours per year);
(d) agree to be bound by CFP Board’s Standards of Professional Conduct;
(e) complete 30 hours of continuing education hours every two years; and
(f) renew an agreement to be bound by the Standards of Professional Conduct.
5280 Magazine – 2019 *Five Star winners do not pay to win or to be considered for the award. Professionals showing up in Featured Results, however, may have paid a fee to appear there.
The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria. Eligibility criteria – required: 1. Credentialed as a registered investment adviser or a registered investment adviser representative; 2. Actively licensed as a registered investment adviser or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by Five Star Professional, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or Five Star Professional’s consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional’s consumer complaint process; feedback may not be representative of any one client’s experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria – considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. Award does not evaluate quality of services provided to clients. Once awarded, wealth managers may purchase additional profile ad space or promotional products. The Five Star award is not indicative of the wealth manager’s future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their client’s assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future. For more information on the Five Star award and the research/selection methodology, go to fivestarprofessional.com. 2,172 Denver-area wealth managers were considered for the award; 213 (10% of candidates) were named 2020 Five Star Wealth Managers. 2019: 2,146 considered, 262 winners; 2018: 2,255 considered, 267 winners; 2017: 1,716 considered, 287 winners; 2016: 1,552 considered, 515 winners; 2015: 3,008 considered, 517 winners; 2014: 4,385 considered, 528 winners; 2013: 2,083 considered, 607 winners; 2012: 1,965 considered, 611 winners.
Forbes Magazine – The Forbes ranking of Top Next-Generation Wealth Advisors, developed by SHOOK Research, is based on an algorithm of qualitative and quantitative data, rating thousands of wealth advisors born in or after 1980. Advisors are interviewed by telephone and in person to evaluate service models, investing process, experience levels and integrity. Additional factors considered include compliance record, client retention, revenues produced for their firms and assets managed. Portfolio performance is not a criterion due to varying client objectives and lack of audited data. Neither Forbes nor SHOOK receives a fee in exchange for rankings.